Skip to content

Instantly share code, notes, and snippets.

@hamelsmu
Created October 7, 2024 18:30
Show Gist options
  • Save hamelsmu/07a719dff9a98aea045a9fee8db51bbe to your computer and use it in GitHub Desktop.
Save hamelsmu/07a719dff9a98aea045a9fee8db51bbe to your computer and use it in GitHub Desktop.
Structured Outputs

Structured Outputs

Introduction

JSON is one of the most widely used formats in the world for applications to exchange data.

Structured Outputs is a feature that ensures the model will always generate responses that adhere to your supplied JSON Schema, so you don't need to worry about the model omitting a required key, or hallucinating an invalid enum value.

Some benefits of Structed Outputs include:

  1. Reliable type-safety: No need to validate or retry incorrectly formatted responses
  2. Explicit refusals: Safety-based model refusals are now programmatically detectable
  3. Simpler prompting: No need for strongly worded prompts to achieve consistent formatting

In addition to supporting JSON Schema in the REST API, the OpenAI SDKs for Python and JavaScript also make it easy to define object schemas using Pydantic and Zod respectively. Below, you can see how to extract information from unstructured text that conforms to a schema defined in code.

Getting a structured response

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
from pydantic import BaseModel
from openai import OpenAI

client = OpenAI()

class CalendarEvent(BaseModel):
    name: str
    date: str
    participants: list[str]

completion = client.beta.chat.completions.parse(
    model="gpt-4o-2024-08-06",
    messages=[
        {"role": "system", "content": "Extract the event information."},
        {"role": "user", "content": "Alice and Bob are going to a science fair on Friday."},
    ],
    response_format=CalendarEvent,
)

event = completion.choices[0].message.parsed

Supported models

Structured Outputs are available in our latest large language models, starting with GPT-4o:

  • gpt-4o-mini-2024-07-18 and later
  • gpt-4o-2024-08-06 and later

Older models like gpt-4-turbo and earlier may use JSON mode instead.

When to use Structured Outputs via function calling vs via response_format

Structured Outputs is available in two forms in the OpenAI API:

  1. When using function calling
  2. When using a json_schema response format

Function calling is useful when you are building an application that bridges the models and functionality of your application.

For example, you can give the model access to functions that query a database in order to build an AI assistant that can help users with their orders, or functions that can interact with the UI.

Conversely, Structured Outputs via response_format are more suitable when you want to indicate a structured schema for use when the model responds to the user, rather than when the model calls a tool.

For example, if you are building a math tutoring application, you might want the assistant to respond to your user using a specific JSON Schema so that you can generate a UI that displays different parts of the model's output in distinct ways.

Put simply:

  • If you are connecting the model to tools, functions, data, etc. in your system, then you should use function calling
  • If you want to structure the model's output when it responds to the user, then you should use a structured response_format

The remainder of this guide will focus on non-function calling use cases in the Chat Completions API. To learn more about how to use Structured Outputs with function calling, check out the Function Calling guide.

Structured Outputs vs JSON mode

Structured Outputs is the evolution of JSON mode. While both ensure valid JSON is produced, only Structured Outputs ensure schema adherance. Both Structured Outputs and JSON mode are supported in the Chat Completions API, Assistants API, Fine-tuning API and Batch API.

We recommend always using Structured Outputs instead of JSON mode when possible.

However, Structured Outputs with response_format: {type: "json_schema", ...} is only supported with the gpt-4o-mini, gpt-4o-mini-2024-07-18, and gpt-4o-2024-08-06 model snapshots and later.

| Structured Outputs| JSON Mode
---|---|---
Outputs valid JSON| Yes| Yes
Adheres to schema| Yes (see supported schemas)| No
Compatible models| gpt-4o-mini, gpt-4o-2024-08-06, and later| gpt-3.5-turbo, gpt-4-* and gpt-4o-* models
Enabling| response_format: { type: "json_schema", json_schema: {"strict": true, "schema": ...} }| response_format: { type: "json_object" }

Examples

Chain of thoughtStructured data extractionUI generationModeration

Chain of thought

You can ask the model to output an answer in a structured, step-by-step way, to guide the user through the solution.

Structured Outputs for chain-of-thought math tutoring

python

Select librarypythonnode.jscurl

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
from pydantic import BaseModel
from openai import OpenAI

client = OpenAI()

class Step(BaseModel):
    explanation: str
    output: str

class MathReasoning(BaseModel):
    steps: list[Step]
    final_answer: str

completion = client.beta.chat.completions.parse(
    model="gpt-4o-2024-08-06",
    messages=[
        {"role": "system", "content": "You are a helpful math tutor. Guide the user through the solution step by step."},
        {"role": "user", "content": "how can I solve 8x + 7 = -23"}
    ],
    response_format=MathReasoning,
)

math_reasoning = completion.choices[0].message.parsed

Example response

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
{
  "steps": [
    {
      "explanation": "Start with the equation 8x + 7 = -23.",
      "output": "8x + 7 = -23"
    },
    {
      "explanation": "Subtract 7 from both sides to isolate the term with the variable.",
      "output": "8x = -23 - 7"
    },
    {
      "explanation": "Simplify the right side of the equation.",
      "output": "8x = -30"
    },
    {
      "explanation": "Divide both sides by 8 to solve for x.",
      "output": "x = -30 / 8"
    },
    {
      "explanation": "Simplify the fraction.",
      "output": "x = -15 / 4"
    }
  ],
  "final_answer": "x = -15 / 4"
}

How to use Structured Outputs with response_format

You can use Structured Outputs with the new SDK helper to parse the model's output into your desired format, or you can specify the JSON schema directly.

Note: the first request you make with any schema will have additional latency as our API processes the schema, but subsequent requests with the same schema will not have additional latency.

SDK objectsManual schema

Step 1: Define your object

First you must define an object or data structure to represent the JSON Schema that the model should be constrained to follow. See the examples at the top of this guide for reference.

While Structured Outputs supports much of JSON Schema, some features are unavailable either for performance or technical reasons. See here for more details.

For example, you can define an object like this:

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
9
from pydantic import BaseModel

class Step(BaseModel):
    explanation: str
    output: str

class MathResponse(BaseModel):
    steps: list[Step]
    final_answer: str

Tips for your data structure

To maximize the quality of model generations, we recommend the following:

  • Name keys clearly and intuitively
  • Create clear titles and descriptions for important keys in your structure
  • Create and use evals to determine the structure that works best for your use case

Step 2: Supply your object in the API call

You can use the parse method to automatically parse the JSON response into the object you defined.

Under the hood, the SDK takes care of supplying the JSON schema corresponding to your data structure, and then parsing the response as an object.

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
completion = client.beta.chat.completions.parse(
    model="gpt-4o-2024-08-06",
    messages=[
        {"role": "system", "content": "You are a helpful math tutor. Guide the user through the solution step by step."},
        {"role": "user", "content": "how can I solve 8x + 7 = -23"}
    ],
    response_format=MathResponse
  )

Step 3: Handle edge cases

In some cases, the model might not generate a valid response that matches the provided JSON schema.

This can happen in the case of a refusal, if the model refuses to answer for safety reasons, or if for example you reach a max tokens limit and the response is incomplete.

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
try:
    completion = client.beta.chat.completions.parse(
        model="gpt-4o-2024-08-06",
        messages=[
            {"role": "system", "content": "You are a helpful math tutor. Guide the user through the solution step by step."},
            {"role": "user", "content": "how can I solve 8x + 7 = -23"}
        ],
        response_format=MathResponse,
        max_tokens=50
    )
    math_response = completion.choices[0].message
    if math_response.parsed:
        print(math_response.parsed)
    elif math_response.refusal:
        # handle refusal
        print(math_response.refusal)
except Exception as e:
    # Handle edge cases
    if type(e) == openai.LengthFinishReasonError:
        # Retry with a higher max tokens
        print("Too many tokens: ", e)
        pass
    else:
        # Handle other exceptions
        print(e)
        pass

Step 4: Use the generated structured data in a type-safe way

When using the SDK, you can use the parsed attribute to access the parsed JSON response as an object. This object will be of the type you defined in the response_format parameter.

python

Select librarypythonnode.js

1
2
3
math_response = completion.choices[0].message.parsed
print(math_response.steps)
print(math_response.final_answer)

Refusals with Structured Outputs

When using Structured Outputs with user-generated input, OpenAI models may occasionally refuse to fulfill the request for safety reasons. Since a refusal does not necessarily follow the schema you have supplied in response_format, the API response will include a new field called refusal to indicate that the model refused to fulfill the request.

When the refusal property appears in your output object, you might present the refusal in your UI, or include conditional logic in code that consumes the response to handle the case of a refused request.

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
class Step(BaseModel):
    explanation: str
    output: str

class MathReasoning(BaseModel):
    steps: list[Step]
    final_answer: str

completion = client.beta.chat.completions.parse(
    model="gpt-4o-2024-08-06",
    messages=[
        {"role": "system", "content": "You are a helpful math tutor. Guide the user through the solution step by step."},
        {"role": "user", "content": "how can I solve 8x + 7 = -23"}
    ],
    response_format=MathReasoning,
)

math_reasoning = completion.choices[0].message

# If the model refuses to respond, you will get a refusal message
if (math_reasoning.refusal):
    print(math_reasoning.refusal)
else:
    print(math_reasoning.parsed)

The API response from a refusal will look something like this:

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
{
  "id": "chatcmpl-9nYAG9LPNonX8DAyrkwYfemr3C8HC",
  "object": "chat.completion",
  "created": 1721596428,
  "model": "gpt-4o-2024-08-06",
  "choices": [
    {
	  "index": 0,
	  "message": {
            "role": "assistant",
            "refusal": "I'm sorry, I cannot assist with that request."
	  },
	  "logprobs": null,
	  "finish_reason": "stop"
	}
  ],
  "usage": {
      "prompt_tokens": 81,
      "completion_tokens": 11,
      "total_tokens": 92,
      "completion_tokens_details": {
        "reasoning_tokens": 0
      }
  },
  "system_fingerprint": "fp_3407719c7f"
}

Tips and best practices

Handling user-generated input

If your application is using user-generated input, make sure your prompt includes instructions on how to handle situations where the input cannot result in a valid response.

The model will always try to adhere to the provided schema, which can result in hallucinations if the input is completely unrelated to the schema.

You could include language in your prompt to specify that you want to return empty parameters, or a specific sentence, if the model detects that the input is incompatible with the task.

Handling mistakes

Structured Outputs can still contain mistakes. If you see mistakes, try adjusting your instructions, providing examples in the system instructions, or splitting tasks into simpler subtasks. Refer to the prompt engineering guide for more guidance on how to tweak your inputs.

Avoid JSON schema divergence

To prevent your JSON Schema and corresponding types in your programming language from diverging, we strongly recommend using the native Pydantic/zod sdk support.

If you prefer to specify the JSON schema directly, you could add CI rules that flag when either the JSON schema or underlying data objects are edited, or add a CI step that auto-generates the JSON Schema from type definitions (or vice-versa).

Supported schemas

Structured Outputs supports a subset of the JSON Schema language.

Supported types

The following types are supported for Structured Outputs:

  • String
  • Number
  • Boolean
  • Integer
  • Object
  • Array
  • Enum
  • anyOf

Root objects must not be anyOf

Note that the root level object of a schema must be an object, and not use anyOf. A pattern that appears in Zod (as one example) is using a discriminated union, which produces an anyOf at the top level. So code such as the following won't work:

javascript

Select libraryjavascript

1
2
3
4
5
6
7
8
9
10
11
12
13
import { z } from 'zod';
import { zodResponseFormat } from 'openai/helpers/zod';

const BaseResponseSchema = z.object({ /* ... */ });
const UnsuccessfulResponseSchema = z.object({ /* ... */ });

const finalSchema = z.discriminatedUnion('status', [
    BaseResponseSchema,
    UnsuccessfulResponseSchema,
]);

// Invalid JSON Schema for Structured Outputs
const json = zodResponseFormat(finalSchema, 'final_schema');

All fields must be required

To use Structured Outputs, all fields or function parameters must be specified as required.

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
{
    "name": "get_weather",
    "description": "Fetches the weather in the given location",
    "strict": true,
    "parameters": {
        "type": "object",
        "properties": {
            "location": {
                "type": "string",
                "description": "The location to get the weather for"
            },
            "unit": {
                "type": "string",
                "description": "The unit to return the temperature in",
                "enum": ["F", "C"]
            }
        },
        "additionalProperties": false,
        "required": ["location", "unit"]
    }
}

Although all fields must be required (and the model will return a value for each parameter), it is possible to emulate an optional parameter by using a union type with null.

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
{
    "name": "get_weather",
    "description": "Fetches the weather in the given location",
    "strict": true,
    "parameters": {
        "type": "object",
        "properties": {
            "location": {
                "type": "string",
                "description": "The location to get the weather for"
            },
            "unit": {
                "type": ["string", "null"],
                "description": "The unit to return the temperature in",
                "enum": ["F", "C"]
            }
        },
        "additionalProperties": false,
        "required": [
            "location", "unit"
        ]
    }
}

Objects have limitations on nesting depth and size

A schema may have up to 100 object properties total, with up to 5 levels of nesting.

additionalProperties: false must always be set in objects

additionalProperties controls whether it is allowable for an object to contain additional keys / values that were not defined in the JSON Schema.

Structured Outputs only supports generating specified keys / values, so we require developers to set additionalProperties: false to opt into Structured Outputs.

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
{
    "name": "get_weather",
    "description": "Fetches the weather in the given location",
    "strict": true,
    "schema": {
        "type": "object",
        "properties": {
            "location": {
                "type": "string",
                "description": "The location to get the weather for"
            },
            "unit": {
                "type": "string",
                "description": "The unit to return the temperature in",
                "enum": ["F", "C"]
            }
        },
        "additionalProperties": false,
        "required": [
            "location", "unit"
        ]
    }
}

Key ordering

When using Structured Outputs, outputs will be produced in the same order as the ordering of keys in the schema.

Some type-specific keywords are not yet supported

Notable keywords not supported include:

  • For strings: minLength, maxLength, pattern, format
  • For numbers: minimum, maximum, multipleOf
  • For objects: patternProperties, unevaluatedProperties, propertyNames, minProperties, maxProperties
  • For arrays: unevaluatedItems, contains, minContains, maxContains, minItems, maxItems, uniqueItems

If you turn on Structured Outputs by supplying strict: true and call the API with an unsupported JSON Schema, you will receive an error.

For anyOf, the nested schemas must each be a valid JSON Schema per this subset

Here's an example supported anyOf schema:

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
{
	"type": "object",
	"properties": {
		"item": {
			"anyOf": [
				{
					"type": "object",
					"description": "The user object to insert into the database",
					"properties": {
						"name": {
							"type": "string",
							"description": "The name of the user"
						},
						"age": {
							"type": "number",
							"description": "The age of the user"
						}
					},
					"additionalProperties": false,
					"required": [
						"name",
						"age"
					]
				},
				{
					"type": "object",
					"description": "The address object to insert into the database",
					"properties": {
						"number": {
							"type": "string",
							"description": "The number of the address. Eg. for 123 main st, this would be 123"
						},
						"street": {
							"type": "string",
							"description": "The street name. Eg. for 123 main st, this would be main st"
						},
						"city": {
							"type": "string",
							"description": "The city of the address"
						}
					},
					"additionalProperties": false,
					"required": [
						"number",
						"street",
						"city"
					]
				}
			]
		}
	},
	"additionalProperties": false,
	"required": [
		"item"
	]
}

Definitions are supported

You can use definitions to define subschemas which are referenced throughout your schema. The following is a simple example.

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
{
	"type": "object",
	"properties": {
		"steps": {
			"type": "array",
			"items": {
				"$ref": "#/$defs/step"
			}
		},
		"final_answer": {
			"type": "string"
		}
	},
	"$defs": {
		"step": {
			"type": "object",
			"properties": {
				"explanation": {
					"type": "string"
				},
				"output": {
					"type": "string"
				}
			},
			"required": [
				"explanation",
				"output"
			],
			"additionalProperties": false
		}
	},
	"required": [
		"steps",
		"final_answer"
	],
	"additionalProperties": false
}

Recursive schemas are supported

Sample recursive schema using # to indicate root recursion.

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
{
        "name": "ui",
        "description": "Dynamically generated UI",
        "strict": true,
        "schema": {
            "type": "object",
            "properties": {
                "type": {
                    "type": "string",
                    "description": "The type of the UI component",
                    "enum": ["div", "button", "header", "section", "field", "form"]
                },
                "label": {
                    "type": "string",
                    "description": "The label of the UI component, used for buttons or form fields"
                },
                "children": {
                    "type": "array",
                    "description": "Nested UI components",
                    "items": {
                        "$ref": "#"
                    }
                },
                "attributes": {
                    "type": "array",
                    "description": "Arbitrary attributes for the UI component, suitable for any element",
                    "items": {
                        "type": "object",
                        "properties": {
                            "name": {
                                "type": "string",
                                "description": "The name of the attribute, for example onClick or className"
                            },
                            "value": {
                                "type": "string",
                                "description": "The value of the attribute"
                            }
                        },
                      "additionalProperties": false,
                      "required": ["name", "value"]
                    }
                }
            },
            "required": ["type", "label", "children", "attributes"],
            "additionalProperties": false
        }
    }

Sample recursive schema using explicit recursion:

json

Select libraryjson

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
{
	"type": "object",
	"properties": {
		"linked_list": {
			"$ref": "#/$defs/linked_list_node"
		}
	},
	"$defs": {
		"linked_list_node": {
			"type": "object",
			"properties": {
				"value": {
					"type": "number"
				},
				"next": {
					"anyOf": [
						{
							"$ref": "#/$defs/linked_list_node"
						},
						{
							"type": "null"
						}
					]
				}
			},
			"additionalProperties": false,
			"required": [
				"next",
				"value"
			]
		}
	},
	"additionalProperties": false,
	"required": [
		"linked_list"
	]
}

JSON mode

JSON mode is a more basic version of the Structured Outputs feature. While JSON mode ensures that model output is valid JSON, Structured Outputs reliably matches the model's output to the schema you specify. We recommend you use Structured Outputs if it is supported for your use case.

When JSON mode is turned on, the model's output is ensured to be valid JSON, except for in some edge cases that you should detect and handle appropriately.

To turn on JSON mode with the Chat Completions or Assistants API you can set the response_format to { "type": "json_object" }. If you are using function calling, JSON mode is always turned on.

Important notes:

  • When using JSON mode, you must always instruct the model to produce JSON via some message in the conversation, for example via your system message. If you don't include an explicit instruction to generate JSON, the model may generate an unending stream of whitespace and the request may run continually until it reaches the token limit. To help ensure you don't forget, the API will throw an error if the string "JSON" does not appear somewhere in the context.
  • JSON mode will not guarantee the output matches any specific schema, only that it is valid and parses without errors. You should use Structured Outputs to ensure it matches your schema, or if that is not possible, you should use a validation library and potentially retries to ensure that the output matches your desired schema.
  • Your application must detect and handle the edge cases that can result in the model output not being a complete JSON object (see below)

Handling edge cases

python

Select librarypythonnode.js

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
we_did_not_specify_stop_tokens = True

try:
    response = client.chat.completions.create(
        model="gpt-3.5-turbo-0125",
        messages=[
            {"role": "system", "content": "You are a helpful assistant designed to output JSON."},
            {"role": "user", "content": "Who won the world series in 2020? Please respond in the format {winner: ...}"}
        ],
        response_format={"type": "json_object"}
    )

    # Check if the conversation was too long for the context window, resulting in incomplete JSON 
    if response.choices[0].message.finish_reason == "length":
        # your code should handle this error case
        pass

    # Check if the OpenAI safety system refused the request and generated a refusal instead
    if response.choices[0].message[0].get("refusal"):
        # your code should handle this error case
        # In this case, the .content field will contain the explanation (if any) that the model generated for why it is refusing
        print(response.choices[0].message[0]["refusal"])

    # Check if the model's output included restricted content, so the generation of JSON was halted and may be partial
    if response.choices[0].message.finish_reason == "content_filter":
        # your code should handle this error case
        pass

    if response.choices[0].message.finish_reason == "stop":
        # In this case the model has either successfully finished generating the JSON object according to your schema, or the model generated one of the tokens you provided as a "stop token"

        if we_did_not_specify_stop_tokens:
            # If you didn't specify any stop tokens, then the generation is complete and the content key will contain the serialized JSON object
            # This will parse successfully and should now contain  "{"winner": "Los Angeles Dodgers"}"
            print(response.choices[0].message.content)
        else:
            # Check if the response.choices[0].message.content ends with one of your stop tokens and handle appropriately
            pass
except Exception as e:
    # Your code should handle errors here, for example a network error calling the API
    print(e)

Resources

To learn more about Structured Outputs, we recommend browsing the following resources:

  • Check out our introductory cookbook on Structured Outputs
  • Learn how to build multi-agent systems with Structured Outputs
Sign up for free to join this conversation on GitHub. Already have an account? Sign in to comment