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pivcec/gist:ae61a7881386fa0c1dd15d7c585f7fea

Created July 5, 2025 00:51
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gistfile1.txt
{"basicInformation": {"individualId": 2366693, "firstName": "ERIC", "lastName": "ANTON", "otherNames": [], "bcScope": "Active", "iaScope": "Active", "daysInIndustryCalculatedDate": "8/2/1993"}, "currentEmployments": [{"firmId": 8032, "firmName": "COMMONWEALTH FINANCIAL NETWORK", "iaOnly": "N", "registrationBeginDate": "7/9/2009", "firmBCScope": "ACTIVE", "firmIAScope": "ACTIVE", "iaSECNumber": "41541", "iaSECNumberType": "801", "bdSECNumber": "24040", "branchOfficeLocations": [{"displayOrder": 1, "locatedAtFlag": "Y", "supervisedFromFlag": "N", "privateResidenceFlag": "N", "branchOfficeId": "412038", "street1": "FORESIDE PLACE", "street2": "202 ROUTE ONE", "city": "FALMOUTH", "cityAlias": ["FALMOUTH", "FALMOUTH FORESIDE", "PORTLAND"], "state": "ME", "country": "United States", "zipCode": "04105", "latitude": "43.748283", "longitude": "-70.273362", "geoLocation": "43.748283,-70.273362", "nonRegisteredOfficeFlag": "N", "elaBeginDate": "07/09/2009"}, {"displayOrder": 2, "locatedAtFlag": "Y", "supervisedFromFlag": "N", "privateResidenceFlag": "N", "branchOfficeId": "741081", "street1": "128 Orange Ave", "city": "Daytona Beach", "cityAlias": ["DAYTONA BEACH"], "state": "FL", "country": "United States", "zipCode": "32114", "latitude": "29.192952", "longitude": "-81.053292", "geoLocation": "29.192952,-81.053292", "nonRegisteredOfficeFlag": "N", "elaBeginDate": "07/01/2020"}]}], "currentIAEmployments": [{"firmId": 8032, "firmName": "COMMONWEALTH FINANCIAL NETWORK", "iaOnly": "Y", "registrationBeginDate": "7/9/2009", "firmBCScope": "ACTIVE", "firmIAScope": "ACTIVE", "iaSECNumber": "41541", "iaSECNumberType": "801", "bdSECNumber": "24040", "branchOfficeLocations": [{"displayOrder": 1, "locatedAtFlag": "Y", "supervisedFromFlag": "N", "privateResidenceFlag": "N", "branchOfficeId": "412038", "street1": "FORESIDE PLACE", "street2": "202 ROUTE ONE", "city": "FALMOUTH", "cityAlias": ["FALMOUTH", "FALMOUTH FORESIDE", "PORTLAND"], "state": "ME", "country": "United States", 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"firmId": 7471, "firmName": "PRUDENTIAL SECURITIES INCORPORATED", "city": "NEW YORK", "state": "NY", "country": "UNITED STATES", "registrationBeginDate": "8/3/1993", "registrationEndDate": "4/28/1999", "firmBCScope": "INACTIVE", "firmIAScope": "NOTINSCOPE"}], "previousIAEmployments": [{"iaOnly": "Y", "firmId": 154631, "firmName": "ANTON LEMIEUX FINANCIAL GROUP", "city": "FALMOUTH", "state": "ME", "country": "United States", "registrationBeginDate": "1/25/2011", "registrationEndDate": "3/13/2019", "firmBCScope": "NOTINSCOPE", "firmIAScope": "INACTIVE"}, {"iaOnly": "Y", "iaSECNumber": "14235", "iaSECNumberType": "801", "bdSECNumber": "7221", "firmId": 7691, "firmName": "MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED", "city": "PORTLAND", "state": "ME", "country": "United States", "registrationBeginDate": "4/23/1999", "registrationEndDate": "7/10/2009", "firmBCScope": "ACTIVE", "firmIAScope": "ACTIVE"}], "disclosureFlag": "N", "iaDisclosureFlag": "N", "disclosures": [], "examsCount": 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2}, "registeredStates": [{"state": "Colorado", "regScope": "BC", "status": "APPROVED", "regDate": "1/10/2014"}, {"state": "Florida", "regScope": "BC", "status": "APPROVED", "regDate": "10/13/2009"}, {"state": "Florida", "regScope": "IA", "status": "APPROVED", "regDate": "7/2/2020"}, {"state": "Illinois", "regScope": "BC", "status": "APPROVED", "regDate": "6/12/2025"}, {"state": "Maine", "regScope": "BC", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "Maine", "regScope": "IA", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "Maryland", "regScope": "BC", "status": "APPROVED", "regDate": "8/21/2009"}, {"state": "Massachusetts", "regScope": "BC", "status": "APPROVED", "regDate": "3/2/2017"}, {"state": "New Hampshire", "regScope": "BC", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "New Jersey", "regScope": "BC", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "New York", "regScope": "BC", "status": "APPROVED", "regDate": "8/17/2009"}, {"state": "North Carolina", "regScope": "BC", "status": "APPROVED", "regDate": "8/19/2009"}, {"state": "Pennsylvania", "regScope": "BC", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "South Carolina", "regScope": "BC", "status": "APPROVED", "regDate": "6/13/2025"}, {"state": "Texas", "regScope": "BC", "status": "APPROVED", "regDate": "7/9/2009"}, {"state": "Washington", "regScope": "BC", "status": "APPROVED", "regDate": "4/17/2020"}], "registeredSROs": [{"sro": "FINRA", "status": "APPROVED", "CategoriesList": ["Full Registration/General Securities Representative"]}], "brokerDetails": {"hasBCComments": "N", "hasIAComments": "N", "legacyReportStatusDescription": "Not Requested"}}
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